Securities and Capital Markets

From the formation stage to seasoned-issuer status, our financial institutions lawyers have the experience and knowledge to advise financial institutions on securities and capital markets matters during all stages of their growth cycle. Along the way, our financial institutions lawyers can assist companies with developing and maintaining robust corporate governance practices and internal policies, including advising on related matters such as executive compensation and compliance issues, as well as the increasingly complex reporting obligations for financial institutions that are also public companies.

As principal outside counsel to both bank and non-bank financial service providers, our financial institutions lawyers have significant experience advising our clients in the following areas:

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